Linedata Compliance is a fully integrated, multi-user compliance solution for buy-side institutions that supports the business requirements and workflows of compliance officers, portfolio managers and traders. Linedata Compliance offers advanced compliance checking capability as a stand-alone compliance system, or it can be fully integrated with Linedata's LongView Trading System.

Linedata Compliance provides compliance testing and reporting for all aspects of a firm's compliance needs:



Highlights


  • Pre-trade restriction processing assesses the compliance status for an account or group of accounts at time of order creation
  • Post-trade restriction processing assesses the compliance status of booked positions for an account or group of accounts, while post-trade workflow supports the daily tasks of compliance professionals
  • An intuitive user interface summarizes compliance breaches and warnings by account and by rule
  • An integrated reporting package offers over 40 standard reports which allow users to view breaches over periods of time, or sorted by portfolio manager, or by account
  • An extensive rule library of hundreds of pre-packaged rules


Other Market Solutions

Explore Linedata's offerings for the following markets:

Mutual & Institutional Fund Managers
Alternative/Hedge Fund Managers
Administrators, Custodians, TPAs
Prime Brokers