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Functionality
- Asset coverage - the system covers all asset types, with full multi-currency support
- Rule coverage - the system comes with an extensive rules library, including support for rules imposed by the U.S. and EU regulatory agencies, as well as limits imposed by prospectus or by client agreements. ('40 Act, 2a-7, UCITS III, FSA)
- Rule Builder - a powerful and flexible rule builder allows users to create their own custom rules
- Pre-Trade and Post-Trade - evaluate compliance rules on a pre- or post-trade basis, on booked positions or orders or both
- Breach management - Users can monitor the progress of breach resolutions by assigning states to the breaches and using reports to track the evolution of changes made to bring portfolios back into compliance
- High performance - n-tier architecture and load-balancing technology provides high-performance and scalability, managing large numbers of simultaneous users global distribution from a singe database, with no performance degradation
- Reporting - The system offers a truly open, flexible and integrated reporting architecture
- Audit trails -- A full audit trail of current and historical orders, trades, breaches and breach resolution